Regulation NMS - PDFSEARCH.IO - Document Search Engine

Regulation NMS
Results: 1042

#	Item
771	SR-BYX[removed]Exhibit 5 Page 28 of 33 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-16 07:59:19 Investment Finance Financial regulation Order Short Futures contract Regulation NMS Floor broker Financial economics Financial markets Stock market
772	18 of 26 EXHIBIT 5 Additions underlined Deletions [bracketed] Rules of NYSE Arca Equities, Inc RULE 1 DEFINITIONS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-22 06:35:16 Investment Finance Order New York Stock Exchange Regulation NMS Market maker NYSE Arca Intermarket sweep order Stock market Financial markets Financial economics
773	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-27 16:54:54 Economy of the United States Financial markets Financial regulation 73rd United States Congress Securities Exchange Act Financial economics Financial Industry Regulatory Authority Regulation NMS International Securities Exchange United States securities law Self-regulatory organizations United States Securities and Exchange Commission
774	Amendment No. 1 to Proposed Options Order Protection and Locked/Crossed Market Plan by Nasdaq Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-11 16:05:55 Financial markets Investment Finance Regulation NMS Options Price Reporting Authority 73rd United States Congress United States securities law Securities Exchange Act Options Clearing Corporation United States Securities and Exchange Commission Financial economics Stock market
775	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 4758(a)(1)(A) to Reflect a Change in its Routing Functionality to Allow Routable Orders to Simultaneously Execute Against Exchan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-09 11:17:10 Business Stock market United States securities law 73rd United States Congress Finance Order Regulation NMS Securities Exchange Act NASDAQ United States Securities and Exchange Commission Financial economics Investment
776	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-30 08:12:37 United States Securities and Exchange Commission Investment Finance Order Market maker Regulation NMS Securities Exchange Act Financial quote Financial markets Stock market Financial economics
777	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]October 21, 2010 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-22 12:22:04 Financial markets Mathematical finance Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission Algorithmic trading Routing Financial economics Finance United States Securities and Exchange Commission United States securities law 73rd United States Congress
778	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Rule[removed]entitled "Order Execution," Rule 21.9 entitled “Order Routing” and Rule 27.2 entitled "Order Protection" Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-28 14:11:40 Investment Financial markets Mathematical finance Order Algorithmic trading Regulation NMS Electronic trading platform Electronic communication network Flash trading Stock market Financial economics Finance
779	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-15 12:08:08 73rd United States Congress Economy of the United States Regulation NMS Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission United States United States Securities and Exchange Commission United States securities law Chicago Stock Exchange
780	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule[removed]to extend the operation of a pilot program pursuant to the Rule until February 4, 2013 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-26 13:22:58 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Finance Regulation NMS Business SEC filing United States Securities and Exchange Commission United States securities law 73rd United States Congress

UPDATE